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Introduction
Racism in the USA was once blatant: slavery, segregation and lynching were all
highly visible manifestations of a violent antipathy toward racial minorities
by members of the white majority. Many of these racial based human rights
violations were committed with the sanction or even active participation of the
authorities.
Today, visible symbols such as the 'Whites Only'
signs of the 1950s would be totally unacceptable to the majority of US
citizens. But the United States continues to struggle with ongoing racial and
ethnic divisions. Major steps taken over the past 50 years to remove
institutionalised racism has not eliminated the disadvantages which many
members of minority groups continue to face in daily life.
As the recent report of the President's Advisory
Board on Race stated:
"Race and ethnicity still have profound impacts on the extent to which a person is fully included in American society and provided the equal opportunity and equal protection promised to all Americans."
What is true for US society in general also applies to
the administration of the death penalty. Historically, the death penalty was
applied in a manner that was openly and unashamedly biased against people of
colour. Current procedures contain legal safeguards intended to prevent the
arbitrary or discriminatory imposition of capital sentences. Despite these
efforts, racial discrimination in the contemporary US legal system remains
deeply ingrained: more subtle than in the past, but equally deadly. The prejudices
of police, jurors, judges and prosecutors may be the unconscious byproducts of
racial stereotyping. These animosities may also be deliberately concealed, in
the knowledge that such attitudes are socially unacceptable. Even local
newspapers can share some of the blame when they unconsciously give front page
attention to the murder of a prominent white, when at the same time the murder
of African American citizens attracts only a few lines in the back section.
Despite overwhelming evidence to the contrary,
authorities in the USA vehemently deny that the use of the death penalty is in
any way influenced by racial considerations. Most officials would likely accept
that instances of racial discrimination are an everyday occurrence in US
society, yet few are willing to acknowledge its contamination of the capital
judicial system. The refusal of the US authorities to admit and address the
obvious taint of racism in the administration of the death penalty itself
serves to indicate the extent of the problem.
Amnesty International unconditionally opposes the
death penalty under all circumstances. Even if it were possible to create a
judicial system entirely free from bias, the punishment of death would still
violate the most fundamental of all human rights. Each death sentence is an
affront to human dignity: the ultimate form of cruel, inhuman and degrading
punishment; every execution deepens the culture of violence.
It is undeniable that the death penalty in the
USA is applied disproportionately on the basis of race, ethnicity and social
status. Coupled with the near-total failure of the authorities to address or
even recognize this reality, the persistent presence of racial bias only
reinforces the other convincing arguments against any use of the death penalty.
This report primarily addresses prejudice against
the African American community in the USA. However, it should be made clear
that discrimination in the criminal justice system is not limited solely to
those that are black; prejudice can also apply to any member of other minority
groups, including Latinos, Native Americans, Asian Americans and Arab
Americans.
Historical perspectives: ignoring the lessons of the past
"Many citizens consider it insensitive and unseemly, if not immoral, for a country, with our historical record on slavery and race discrimination, to persist in using a punishment that is administered and controlled almost exclusively by whites and serves no demonstrated function, but has a profound adverse impact, physically, psychologically, and symbolically on its black citizens." - David Baldus and George Woodward, experts on race and the US death penalty
The USA has a long history of racism, not only by
individuals, but often enshrined in law. In 1776, the original Constitution
explicitly legitimized the institution of slavery in three of its provisions,
counting a slave as three-fifths of a person for the purpose of apportioning
seats in the House of Representatives.
Particularly in the slave holding states, this
attitude permeated the administration of justice. For example, prior to the
American Civil War, the law in Georgia prescribed different punishments for
certain crimes based on the race of the defendant or victim. The rape of a
white woman by a black man was a capital offence, while the same crime
committed by a white man carried a sentence of between two and 20 years
imprisonment. The rape of a black woman was punishable only by fine or
imprisonment, at the discretion of the court.
Other laws were simply applied selectively
against blacks. Rape was once punishable by death in Virginia; between 1908 and
1972, only blacks were executed under this statute, even though 45 per cent of
those convicted of rape were white. The one white man sentenced to death for rape
during this period had his sentence commuted by the governor. In 1950, lawyers
representing seven black men appealed their rape convictions on the grounds
that only blacks were executed for the crime. The Virginia Supreme Court denied
the appeal, stating there was "not a scintilla of evidence" of racial
prejudice. All seven were executed.
In the early part of this century, the death
penalty in some regions became closely related to the common practice of
lynching. A form of extrajudicial execution, lynching was predominately carried
out against blacks in the southern states (where the majority of current
executions take place). Between 1880 and 1930, 3,220 blacks were lynched
compared to 723 whites. As the practice became socially unacceptable, public
demand for the swift execution of alleged criminals was satisfied instead by
the guarantee of judicial death sentences.
For example, a man was hanged immediately after
an hour-long trial in Mayfield, Kentucky, in 1906. An editorial in the local
newspaper, The Louisville Courier-Journal, observed that: "The fact, however,
that Kentucky was saved the mortification of a lynching by an indignant
multitude, bent upon avenging the innocent victim of the crime, was matter for
special congratulation". The editorial noted that, although the trial was
hasty, "at least it was not a lynching". Adding that since a Negro had raped a
white woman, "no other result could have been reached, however long the trial."
One fact alone establishes beyond question the prevalence
of racial disparities in the historic application of the death penalty in the
USA. Between colonial times and 1990, some 18,000 people were executed; of that
total, only 30 cases involved the execution of a white person for the murder of
a black person. In almost all those cases, the social status of the black
victim was higher than the social status of the white perpetrator. In 10 cases,
the black victim was a slave, and the murder was treated as a property crime
against the white slave owner rather than a crime of violence against an
African American.
Three centuries of racially discriminatory
capital sentencing form the cultural backdrop against which the contemporary
death penalty has evolved. Proponents of current procedures assert that the
legal safeguards now in place are sufficient to eliminate all traces of racial
bias. Amnesty International can find no proof to support this assertion. On the
contrary; the administration of the death penalty in the United States remains
both arbitrary and discriminatory. Beyond any reasonable doubt, the US death
penalty continues to reflect the deeply-rooted prejudices of the society which
condones its use.
Statistical evidence of racial bias
The role of racial bias in the administration of justice has been the
subject of extensive and often controversial research in the USA. Numerous
studies have found empirical evidence of disparate treatment of criminal
defendants on the basis of ethnic origin. Critics of these findings argue that
the statistical results are skewed by factors such as the generally higher
crime rates in ethnic communities or poor methodology in the research.
Nonetheless, many social scientists have concluded that, when compared to white
defendants, minority groups face a greater likelihood of imprisonment and serve
longer sentences for identical offences.
In 1998, the Presidential Advisory Board on Race
recognised that these discrepancies in the incarceration rate could not be
explained solely by the higher crime rates in ethnic communities:
"These disparities are probably due in part to underlying disparities in criminal behavior. But evidence shows that these disparities also are due in part to discrimination in the administration of justice and to policies and practices that have an unjustified disparate impact on minorities and people of color."
The Board had been deliberately excluded from
examining capital punishment, at least partially because of the perceived
public support for the death penalty (see page 23).
While controversy continues to surround many of
the issues involving race and the criminal justice system, the findings in one
area of study are virtually unanimous. Research
into the death penalty over the past two decades has consistently shown a
pattern of sentencing anomalies which cannot be explained without reference to
racial factors. These non-judicial variables are particularly pronounced when
the race of the defendant is linked to that of the victim.
As of 1 January 1999, 3,549 prisoners remained
under sentence of death in the USA. Slightly more than half of all death row
inmates are people of colour, a number roughly proportional to the overall
conviction rates for all categories of homicide. But beneath the surface,
glaring inconsistencies appear which strongly indicate that the imposition of
death sentences is often influenced by the ethnic background of the defendant
and the victim. Of the 500 prisoners executed between 1977 and end of 1998,
81.80 per cent were convicted of the murder of a white, even though blacks and
whites are the victims of homicide in almost equal numbers nationwide. In 1972,
the US Supreme Court ruled that
the administration of the death penalty was unacceptably arbitrary and declared
all existing state statutes to be unconstitutional. Four years later, the Court
approved new trial and sentencing procedures intended to ensure that the death
penalty would be imposed in a con sistent and rational manner, by fairly
distinguishing the few murder cases which met the criteria for death sentences
from the many which did not. However, research in the years following that 1976
decision continued to show a disproportionate number of death sentences imposed
on minority groups, as well as wide geographic variations in its application
within some states.
One landmark study of death sentencing patterns
in Georgia is particularly noteworthy, both for its thoroughness and its
profoundly disturbing conclusions. Professor
David Baldus and his colleagues examined more than 2,000 murder cases,
including those before and after judicial reforms in 1973 intended to prevent
discriminatory sentencing. The survey found that the frequency of cases in
which death sentences were obviously excessive declined following the reforms.
However, after accounting for some 200 variable factors in each case (such as
the depravity of the crime or previous criminal record of the defendant) a
clear pattern of racial disparities remained. When all conceivable legal
factors were accounted for, the odds of a death sentence were four times higher
for cases with white victims than for cases with black victims. The odds of a
death sentence in cases in which blacks killed whites were as much as 11 times
higher than the capital murder of a black victim by a white person.
A report released in June 1998 by the Death
Penalty Information Center summarized the research to date and reached the
conclusion:
"Examinations of the relationship between race and the death penalty, with varying levels of thoroughness and sophistication, have now been conducted in every major death penalty state. In 96% of these reviews, there was a pattern of either race-of-victim or race-of-defendant discrimination, or both. The gravity of the close connection between race and the death penalty is shown when compared to studies in other fields. Race is more likely to affect death sentencing than smoking affects the likelihood of dying from heart disease. The latter evidence has produced enormous changes in law and societal practice, while racism in the death penalty has been largely ignored"
Confronted with credible empirical evidence of racial discrimination throughout the capital justice process, the response of most state and federal authorities has been to enter a state of denial. Far from restricting its use, political leaders across the USA are expanding the application of the death penalty, thereby increasing the risk of its use in a discriminatory manner.
Prosecutorial discretion and racial bias
The death penalty is not mandatory for any crime in
the USA, nor can it be applied except to a fairly narrow category of offences.
This selective narrowing of its use has meant that death sentences are
comparatively rare; for example, of the 12,007 adults convicted of murder in
1994, only 318 were sentenced to death.
In most US jurisdictions which retain the death
penalty, the decision on whether to seek its imposition in any particular case
rests with local District Attorneys, most of whom are elected officials. Under
the US legal system, the authorities who exercise this "prosecutorial
discretion" are not accountable for their decisions, except to the public when
seeking re-election. With some notable exceptions, US prosecutors seek death
sentences in only a small fraction of the eligible cases, for reasons that are
highly variable.
This individualized and largely uncontrolled use
of "prosecutorial discretion" results in wide geographic variations in the
application of the death penalty. The likelihood of facing a death sentence for
identical crimes fluctuates: adjacent communities with comparable crime rates
may have dramatically different death sentencing rates, for no other reason
than the attitude of the local prosecutor.
This unbridled discretionary power in the
preliminary stages of a capital prosecution is an obvious source for racial
discrimination. Amnesty International is not suggesting that all those who
administer the death penalty are overtly racist; some prosecutors strive to
make decisions on the laying of charges in a racially-neutral manner. However,
given the overall absence of objective standards for filing charges, the idea
that prosecutors can always isolate themselves from the racial divisions that
effect US society is simply not credible. In some well-documented instances,
the misuse of prosecutorial discretion has degenerated into open bigotry.
The death penalty is reserved almost solely for
black defendants in some jurisdictions. A legal appeal filed in the case of
Ronald Watkins demonstrated that prosecutors in Danville, Virginia, were
selectively applying the death penalty on the basis of race. Since 1970,
prosecutors had charged 126 people with murder: 93 blacks and 33 whites.
Eighteen were charged with capital murder: 16 blacks and two whites. The death
penalty was eventually sought in half of the cases involving black defendants;
but not for either of the white defendants. All of the seven men sentenced to
death in Danville were black.
The state of Maryland also appears to apply the
death penalty along racial lines. Of the 17 men currently on death row, 11 are
black. Until recently the racial disparity was even more marked (14 to four on
1 July 1998). There have been two non-consensual executions in the state; both
prisoners were black.
In 1996, the governor of Maryland appointed a
Task Force to examine racial disparity in the use of the death penalty.
Although its findings were inconclusive, the Task Force found that "the high
percentage of African-American prisoners under sentence of death and the low
percentage of prisoners under sentence of death whose victims were
African-Americans remains a cause for concern". To Amnesty International's
knowledge, no further action has been taken by Maryland authorities to address
this concern.
The administration of capital justice in the city
of Philadelphia appears particularly suspect. Of the 124 prisoners from
Philadelphia on death row as of October 1998, only 15 were white. A recent
study found that, even after making allowances for case differences (such as
the brutality of the crime or the previous criminal record of the defendant),
blacks in Philadelphia were substantially more likely to receive death
sentences than other defendants who committed similar murders. The study found
that if being black was ranked as an "aggravating factor" in determining
whether a death sentence was imposed, it would rank as the third-highest.
Michael Goggin, a former prosecutor for Cook
County, Illinois, recently admitted that the District Attorney's office ran a
contest to see which prosecutor could be the first to convict defendants whose
weight totalled 4,000 pounds. Men and women upon conviction were marched into a
room and weighed. Because most of the defendants were black, the competition
was known by local officials as "Niggers by the Pound".
The District Attorney of Cook County, Illinois,
was responsible for the prosecution of Dennis Williams and Verneal Jimerson,
who were convicted and sentenced to death for a crime they did not commit. Upon
their release in July 1996, Dennis Williams was asked why he thought he had
been wrongly convicted. "The police just picked up the first four young black
men they could and that was it. They didn't care if we were guilty or
innocent," he replied. Overt racism appears to have contributed to wrongful
convictions in the cases of many of the 77 men and women released from death
row since 1973 on grounds of innocence.
In Houston County, Alabama, Mike Ashley, black,
was sentenced to death in 1992 for the murder of his ex-girlfriend's new lover.
The prosecution contended that Ashley entered the house through a window,
thereby committing burglary, the aggravating factor in the murder that would
qualify the defendant for the death penalty.
A year before the murder for which Mike Ashley
was sentenced to death, a white man had been convicted of murdering his
estranged wife's lover in similar circumstances. Two years later, a white woman
was convicted of murdering her husband for monetary gain, also a capital
offence. Of the three cases, Ashley's was the only one in which the Houston
District Attorney sought the death penalty. It appears that the only overriding
difference in the cases was the race of the defendant.
In 1994, Ashley's conviction was overturned by an
appeal court, partly on the basis that potential black jurors were excluded on
racial grounds (see below). At the time of writing, Mike Ashley was awaiting a
retrial; again, the prosecution is seeking a death sentence.
During the tenure of the current DA of Houston
County, the death penalty has been sought against 22 defendants, 19 of them
black.
A study conducted in connection with the case of
juvenile offender Shareef Cousin examined the use of the death penalty in
Orleans Parish, Louisiana, between 1990 and 1995. Based on data from more than
400 homicide charges, the study found troubling disparities in charging and
sentencing procedures. During that period, all those sentenced to death in
Orleans Parish were black.
The Orleans Parish District Attorney sought the
death penalty almost three times as often if the victim was white. Where black
defendants were charged with the murder of a white person, 72.7 per cent of the
cases (32 out of 44) resulted in a capital charge. By comparison, the death penalty
was requested in only 21.4 per cent of the cases involving white defendants and
victims. Murders where both the defendant and victim were black were similarly
under represented: a death sentence was sought in 28.5 per cent of the cases
(102 out of 365).
Racial disparities were also evident in non-death
penalty cases. If the victim was black, only one time in 20 (5.5 per cent) did
the District Attorney press for a first-degree murder conviction. But when the
victim was white, that figure increased to 27 per cent (one case in four). It
is inconceivable to Amnesty International that any number of legal variables
could explain away a five-to-one disparity in the laying of charges along
racial lines.
Excluding minorities from jury duty
Abuses of prosecutorial authority are not limited to the selective
laying of capital charges. The jury selection process for death penalty trials
permits both the defence and the prosecution to question prospective jurors and
to exercise a set number of "peremptory challenges" - the right to exclude
individuals deemed to be unsuitable without giving a reason. In a host of cases
involving black defendants, prosecutors have used their challenges to create
all-white juries, in order to increase the likelihood of a conviction and death
sentence.
In the case of Albert Jefferson, black, convicted
of the murder of a white victim in Chambers County, Alabama, in 1983, a
prosecutor removed 26 potential black jurors in order to obtain three all-white
juries (one jury was for a hearing on Jefferson's mental competence to stand
trial, another for guilt and a third for sentencing). During post-conviction
proceedings, lawyers representing Jefferson discovered lists made by the
prosecutor prior to jury selection, in which the prosecutor divided prospective
jurors into four categories: "strong", "medium", "weak", and "black".
However, a state circuit judge in Chambers County
ruled that no racial discrimination occurred in the selection of the juries, as
there were race- neutral reasons for each of the potential black jurors to be
removed from the jury. In 1994, the conviction and death sentence were
overturned on the grounds that the prosecution had withheld evidence favourable
to proving Jefferson innocent. He was later convicted of a lesser offence.
In 1986, the US Supreme Court ruled in Batson v.
Kentucky that the removal of potential jurors on the grounds of race was
unconstitutional and that prospective jurors could only be removed on "race
neutral" grounds. The Court held that a defendant must show that "purposeful
discrimination has taken place in the jury selection process", in order to
prevail on appeal under the new ruling. The impact of the decision was further
limited by the Court's requirement that it would not apply retroactively.
One year after the Batson ruling, the Assistant
District Attorney for Philadelphia made a training videotape for the city's
prosecutors. On the video, he describes how to select a jury more likely to
convict, including the removal of potential black jurors:
"Let's face it, the blacks from the low-income areas are less likely to convict. There's a resentment to law enforcement You don't want those guys on your jury If you get a white teacher in a black school who's sick of these guys, that may be the one to accept."
The video also instructed the trainee prosecutors on
how to hide the racial motivation for the rejection of prospective jurors in
order to avoid successful claims of racial discrimination from defence lawyers.
The tape did not become public until 1997. Immediately after its release, a
journalist monitored the selection of juries in Philadelphia. Of the four
trials he looked at, the prosecution used 27 out of 27 strikes to eliminate
potential black jurors.
As one Illinois appellate court judge
sarcastically noted, "Surely, new prosecutors are given a manual, probably
entitled 'Handy Race-Neutral Explanations' or 'Twenty Time-Tested Race-Neutral
Explanations'?" The judge listed the many vague explanations given by Illinois
prosecutors to remove blacks from the jury, which included:
"too old, too young, divorced, unkempt hair, freelance writer, wrong religion, social worker, renter, lack of family contact, single, lack of maturity, improper demeanor, improper attire, lives alone, lives in an apartment complex, mis-spelled place of employment, unemployed, employed as a part-time barber, spouse employed as school teacher, failure to remove hat, living with girlfriend, deceased father."
Amnesty International believes that the Batson decision, with all its good intentions, has manifestly failed to prevent racial bias in the jury selection process. Proving "purposeful discrimination" is nearly impossible, since prosecutors need only fabricate a vaguely plausible non-racial reason for dismissing potential jurors to conceal their real intent. The Supreme Court ruling has not eliminated trials involving racially imbalanced juries that appear to have been chosen on racial grounds, or the execution of black prisoners tried by all-white juries after the exclusion of all potential black jurors.
Racism behind closed doors: prejudice in the jury room
A cornerstone of the Anglo-American system of justice is the right of
all defendants to a trial before a jury of their peers. To ensure that juries
deliberate fairly and impartially, prospective jurors are questioned during the
selection process (known as voir dire). Individuals with a bias for or against
the defendant are to be excluded from jury service. As a further safeguard to protect
the integrity of the process, jurors deliberate behind closed doors. Their
discussions are not recorded as part of the court transcript of the case.
Recent research into the attitudes of jurors in
capital cases has shed a disturbing light on a process which may be far less
impartial than the requirements of justice would demand. Since 1990, the
Capital Jury Project has undertaken interviews with more than 1,000 jurors who
served in death penalty trials in 14 US states. While the results of this massive
project are still in the early stages of review, the preliminary findings
strongly indicate that former jurors were subject to a wide range of
misconceptions and prejudices which may undermine their ability to render
reliable verdicts in capital cases.
One preliminary review of the Capital Jury
Project data highlighted the racial attitudes which a number of the jurors
displayed during the interviews. Although the author of the report cautions
that the excerpts are not representative of all jury deliberations, quotes from
white jurors about black defendants and victims - given under the guarantee of
anonymity - demonstrate that ethnic bias does not always stop at the door of
the jury room. The comments included:
"He [the defendant] was a big man who looked like a criminalHe was big and black and kind of ugly. So, I guess when I saw him I thought this fits the part".
"I didn't know who they [the victims] were but I was impressed from the trial that there are two definite lifestyles. The black community was entirely different from the way I was raised and the way we lived. The value of life--it's totally different".
"when I heard about the killing, I thought, well, they're just wiping each other out again. You know, if they'd been white people, I would've had a different attitude. I'm sorry that I feel that way."
"Just a typical nigger. Sorry, that's the way I feel about it."
As the report notes,
"One can only speculate how many other jurors felt similar racial sentiments,
but did not express them because of hesitance to give a response that would
meet with disapproval".
Some jurors simply lie about their racist views.
James Edward Jenkins was accepted on the jury that decided the guilt and
sentence of Napoleon Beazley, a juvenile offender now on death row in Texas.
During jury selection, the judge asked Jenkins: "I will instruct you not to let
bias, prejudice or sympathy play any part in your deliberationsCan you
follow that instruction?", to which Jenkins replied that he could. Attorneys
representing Beazley later approached Jenkins to discuss the trial. He refused
to talk to them, saying "the state said that we don't have to say nothin' to
nobody." While slamming the door, he added "That nigger got what he deserved".
In a sworn statement to defence attorneys, his
wife confirmed that Jenkins has a strong prejudice against African Americans:
"James is racially prejudiced. I have heard James use many derogatory terms, including the use of the word 'nigger' on more occasions than not when he is talking about black people. I would find it difficult to believe that James could have set his prejudice aside and not let it influence him to some degree [during the trial]."
The US Supreme Court has
admitted that racism can play a part in the jury deliberation process. In 1986,
the Court ruled that potential jurors could be asked questions about their
racial attitudes, since "because of the range of discretion entrusted to a jury
in a capital sentencing hearing, there is a unique opportunity for racial
prejudice to operate"
The Court went on to write:
"On the facts of this case, a juror who believes that blacks are violence prone or morally inferior might well be influenced by that belief in deciding whether petitioner's crime involved the aggravating factors specified under Virginia law. Such a juror might also be less favourably inclined toward petitioner's evidence of mental disturbance as a mitigating circumstance. More subtle, less consciously held racial attitudes could also influence a juror's decision in this case. Fear of blacks, which could easily be stirred up by the violent facts of petitioner's crime, might incline a juror to favor the death penalty."
Louis Truesdale, black, was
executed in South Carolina on 11 December 1998 for the murder of a white woman.
Attorneys representing Truesdale presented statistical evidence during legal
appeals that showed the death penalty was sought in a racially biased manner by
the local prosecutors. Between 1977 and 1993, the death penalty was sought in
63 per cent of all cases involving a black defendant charged with the murder of
a white victim and in 5 per cent of cases involving all other racial
combinations of defendant and victim. Despite testimony from a leading statistician
that the likelihood of such a pattern occurring by chance was one in 1,000, the
courts denied the appeal on the basis that there was no evidence of racial
discrimination in the authorities' decision to seek the death penalty.
The jury that convicted and sentenced Truesdale to
death consisted of 11 whites and one black woman. Afterwards, the lone black
juror stated in a sworn affidavit that during the trial she overheard two white
male members of the jury discussing the case, one of whom said: "this nigger
had to fry". She went on to describe how these comments "frightened and
intimidated" her. She was the only juror who voted for life during the jury's
sentencing deliberations.
Under South Carolina law, the jury must
unanimously decide to impose a death sentence. After many hours, during which
time she continued to feel afraid of and intimidated by her fellow jurors, the
lone black juror gave in to the pressure and changed her vote to death. Had she
known, as she now does, that a deadlocked jury would have automatically
resulted in a sentence of life imprisonment for Truesdale, she said that she
would have refused to change her vote.
People who hold racist views are aware that these
opinions are unacceptable to many others and therefore may attempt to conceal
them when called for jury duty. Other potential jurors may be influenced by
unconscious racial stereotypes, while consciously believing that they are free
from prejudice. Only extensive background research and intense questioning by a
skilled defence attorney is likely to reveal these attitudes. Few indigent
defendants on trial for their lives are likely to receive such a high level of
representation from their court-appointed attorney. Even when they do, there is
powerful evidence to suggest that bigotry can and does contaminate the jury
process.
For the defence: racist
representation of indigent defendants
The prejudices of prosectors and jurors are not the
only racial factors which threaten the impartiality of capital trials. Almost
all people accused of death-eligible crimes are impoverished and must rely on
court-appointed lawyers to defend them at trial. Given the appallingly low
standards of many court-appointed attorneys in numerous jurisdictions, there is
an ever-present risk that minority defendants may be represented by lawyers who
are not only incompetent, but also openly bigoted.
Wilburn Dobbs is one of at least five cases in
Georgia where defence attorneys referred to their own clients during the trial
by racial slurs, including "nigger". In California, Melvin Wade was sentenced
to death after being represented by an attorney who used defamatory language
against blacks (including Wade), who failed to adequately present evidence of
the childhood abuse suffered by Wade, and who asked that his own client be
sentenced to death during the penalty phase of the trial.
Examples of prejudiced representation abound from
across the USA. For example, Ramon Mata, a Hispanic man was convicted and
sentenced to death in Texas in 1986 by an all-white jury after his attorney
agreed with the prosecutor to the removal of all potential non-white jurors.
Although the trial judge was aware of this highly irregular arrangement, the
appellate courts ruled that Mata's right to a fair trial was not affected by
it: he remains on death row. Gary Burris, black, executed in Indiana on 20
November 1997, was described to the jury by his white attorney as an
"insignificant, snivelly little street person" during closing arguments.
Thomas Nevius, black, was convicted and sentenced
to death in Nevada for the murder of a white victim in 1982. He was tried
before an all-white jury after any potential black jurors had been removed
during the jury selection process. After the trial, Nevius' defence attorney stated
in a sworn affidavit that at the time of the trial the prosecutor told him "you
don't think I wanted all those niggers on my jury, did you?" The prosecutor
claimed in his sworn response that his memory of the conversation had faded and
that if he did use derogatory language, it was in response to the defence
attorney's comment that he had "done a good job of getting rid of all the
niggers."
The appellate courts have refused even to address
these serious allegations, on the grounds that they were raised too late in the
legal proceedings. The late claim may well have been due to the fact that
Nevius was represented by the same inexperienced lawyers (including the one who
purportedly started the conversation with the prosecutor) for the first 10 years
that he was on death row.
Even when the attorney is not an overt racist, a
lack of cultural sensitivity to other ethnic groups may affect their ability to
prepare adequately for the case. White attorneys who are unable to relate to
the black community may be unable to properly defend their black clients. This
is particularly true during the penalty phase of the trial, which will involve
gathering mitigating evidence within that community and preparing black
character witnesses to testify in a predominately white court room.
Racism on the bench
Whatever the colour of a defendant's skin, they are entitled to presume
that the judge who presides over their trial will administer the proceedings in
an impartial manner. But trial judges in the USA are mostly elected officials;
like prosecutors, their neutrality cannot be assumed merely because of the
responsible position with which they have been entrusted by the community.
In Missouri, Brian Kinder, an unemployed back
man, was tried before Judge Earl Blackwell in 1991. Six days before the trial
started, Judge Blackwell released a press statement announcing his change of
political allegiance from the Democratic Party to the Republican Party. The
statement read:
"The truth is that I have noticed in recent years that the Democratic party places far too much emphasis on representing minorities such as homosexuals, people who don't' (sic) want to work, and people with a skin that's any color but white."
Attorneys
representing Kinder requested that the judge remove himself from the trial on
the grounds that the statement indicated an inability to preside fairly in the
case of an unemployed black man. Judge Blackwell refused, responding: "As far
as this court is concerned, every individualis absolutely entitled to their
constitutional rightsI think people get off the track when they start
talking about colour." Kinder was tried before an all-white jury, convicted and
sentenced to death. He remains on death row.
A defence investigation of Judge Blackwell's
background revealed that he had opposed the racial integration of Missouri
schools during his term as a state senator. At a hearing into the issue of
possible judicial bias against Kinder, Blackwell testified that he opposed
integration on the grounds of cost.
The Missouri Supreme Court denied Kinder's
appeal, ruling that Judge Blackwell's comments "did not call into question the
judge's impartiality in the trial of the indigent African-American defendant".
The press statement "merely expressed the trial judge's dissatisfaction with
affirmative action and government entitlement programs". The Court's first-ever
black judge, Justice Ronnie White, dissented from the ruling, characterizing
Judge Blackwell's comments as "race-baiting" in an attempt to win an election.
In 1985, Anthony Peek was tried, convicted and
sentenced to death in Florida. A new judge was appointed after Peek was found
guilty, explaining to the jury that, "for reasons they need not be concerned
with", the original Judge was unable to preside over the penalty phase of the
trial. On appeal, it was revealed that the reason for removing the original
Judge was that he had referred to the defendant's family as "niggers". Anthony
Peek was later granted a new trial, at which he was acquitted and released from
death row.
It should come as no surprise that some judges
have been removed for overt racism, considering that the judiciary in the USA
consists almost exclusively of former attorneys and prosecutors, a number of
whom have displayed racist attitudes. More troubling still is the likelihood
that an unknown number of judges may have learned to mask their personal biases
well enough to elude detection, while continuing to preside over death penalty
cases.
Death by insinuation: playing
on racial stereotypes
It is the role of the prosecution to persuade the jury
that the defendant is guilty; in capital cases, the prosecution must also
convince jurors that the defendant is so irredeemable as to merit the harshest
penalty which the law can impose. In their zeal to obtain death sentences, some
prosecutors have resorted to tactics intended to trigger latent prejudices and
racial stereotypes in the minds of jurors.
Emmitt Foster, black, was executed in Missouri on
3 May 1995. During the penalty phase of his trial, the all-white jury heard
witnesses from the local African Methodist Episcopal Church testify that Foster
was active in the church on a regular basis. While cross-examining one of these
witnesses, the prosecution produced a picture of a black man sitting between an
US flag and a Muslim flag and wearing a (Muslim) fez. The prosecutor then asked
the witness if he knew that Foster was a Muslim. (It was never proved that the
man in the picture was actually Foster, nor was the picture dated). This line
of questioning was clearly designed to inflame any possible prejudices of jury
members against other religions and to discredit members of the local church.
The prosecutor then went on to refer to Foster as "that" on numerous occasions.
Mumia Abu-Jamal, black, was convicted and
sentenced to death in 1982 for the murder of a white Philadelphia police
officer. He was tried before Judge Albert Sabo; a judge responsible for
imposing 31 death sentences - the highest total for any US judge since the
reintroduction of the death penalty in the USA. The jury that convicted and
sentenced Abu-Jamal to death did not ethnically represent the local community
as it consisted of 10 whites and two blacks, in a city that had a 40 per cent African
American population at the time. The prosecution used 11 of its peremptory
challenges to exclude potential black jurors.
During the sentencing phase, Judge Sabo permitted
the prosecution to cross-examine Abu-Jamal with respect to a 12-year-old Philadelphia
Inquirer article about the Philadelphia Chapter of the Black Panther Party (a
radical political party which espoused revolutionary methods to obtain "black
liberation"). The article identified Abu-Jamal as the 16-year-old
communications secretary for the chapter. The prosecutor cross-examined him
about his membership in the Black Panther Party and certain views he expressed
in an interview included in the article.
Later, in closing arguments to the jury, the
prosecutor again made reference to quotations from the newspaper article,
suggesting that Abu-Jamal had demonstrated a rebellious attitude towards law
and order. In fact, he had no previous criminal convictions. The prosecutor
appears to have overtly used the defendant's past political beliefs and his
previous affiliation with a black radical organization to persuade the jury to
impose the death penalty
Abu-Jamal's trial took place against a backdrop
of tension and animosity between the predominately white authorities and many
in the African American community. At the first pre-trial hearing, the judge
commented: "I know there are certain cases that have explosive tendencies in
this community, and this is one of them."
The pervasive atmosphere of hostility by many of
those in authority towards Mumia Abu-Jamal continues to this day. Since the
trial, the President of the Philadelphia Fraternal Order of Police Officers has
made numerous statements calling for Abu-Jamal's execution, including: "We want
him burned and we want it done soon."
Amnesty International is concerned that the level
of hatred of Mumia Abu-Jamal by the law enforcement community and the lack of
independent and impartial arbiters in Pennsylvania's appeal court system mean
Mumia Abu-Jamal may be preventing him from receiving a fair and impartial
hearing for the legal claims he has made concerning his original trial.
|
"It has been scarcely a generation since the Court's first decision striking down racial segregationWe cannot pretend that in three decades we have completely escaped the grip of a historical legacy spanning centuriesWe remain imprisoned by the past as long as we deny its influence on the present." |
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Race and the Federal authorities: failing to meet
historic obligations
Throughout US history, the Federal Government has played the predominant
role in the elimination of institutionalized racism. Historic measures such as
the Emancipation Proclamation which abolished slavery, the passage of the
Fourteenth Amendment to guarantee equality before the law and civil rights
legislation outlawing discrimination were all initiated by the federal
authorities. It is all the more shameful, therefore, that the US government has
failed to address racial prejudice in the administration of the death penalty.
For many years, Amnesty International has
presented its findings on the racial use of the death penalty to both federal
and state authorities, with no satisfactory response from either level of
government. In July 1996 prior to the 1996 Atlanta Olympic games, Amnesty
International published a report which provided overwhelming evidence of
discrimination in the application of the death penalty in Georgia. A copy of
the report was sent to the Clinton administration, which totally ignored the
entire report. The Federal Government has consistently declined to intervene in
death penalty issues at the state level, on the grounds that its local application
is solely the concern of the individual states.
In a reply to Amnesty International, the office
of the US Attorney General stated:
"The Administration and this Department support the death penalty in appropriate cases. By the same token, we are unalterably opposed to its application in an unfair manner, particularly if that unfairness is grounded in racial or other discrimination".
Amnesty International sent a detailed reply to the
Attorney General, asking what further evidence would be required to demonstrate
the racially discriminatory nature of the death penalty in practice, what
actions the Federal authorities were taking to ensure that the death penalty
was not used in an unfair manner, and what form their "opposition" to the
unfair use of the death penalty would take. The organization enclosed further
evidence supporting its concerns. No reply was received from the US Government.
Nonetheless, such was President Clinton's concern
around race relations that he announced the establishment of a Presidential
Advisory Board on Race in 1997. The function of the Board was to examine
aspects of race relations in the USA and to report back to him. However, the
Board's mandate did not extend to assessing whether African Americans were
being killed by a judicial system that treated them unfairly because of their
skin colour. In an interview with Time magazine, the President was asked if the
Board would examine race and the use of the death penalty. He replied:
"[that] would not be a fruitful line of inquiry. The [US] Supreme Court has made a decision there [and] overwhelming majorities of all racial groups favor capital punishment."
The Advisory Board's report made just one reference to
the racial disparities in the imposition of the death penalty. None of the
eight recommendations in the chapter on the criminal justice system addressed
capital punishment. While the report attempted to address inequities in prison
sentences for drug offences, it ignored the even greater unfairness of
discriminatory death sentences.
The federal authorities have consistently
disregarded evidence of ethnic prejudice in death penalty procedures, even when
the findings were produced by their own agencies. In 1990, the General
Accounting Office (an independent agency of the US government) issued a report
on death penalty sentencing patterns. After reviewing and evaluating 28 major
studies, the report concluded that 82 per cent of the surveys found a
correlation between the race of the victim and the likelihood of a death
sentence. The finding was "remarkably consistent across data sets, states, data
collection methods and analytic techniques. . .[T]he race of victim effect was
found at all stages of the criminal justice system process . ." No action was
taken to address these findings.
Federal agencies may themselves be guilty of
using race as a criteria for the seeking of a death sentence for crimes
prosecuted under federal law. Of the 20 prisoners under a federal sentence of
death on 1 October 1998, 15 came from ethnic minorities. Of the eight prisoners
under a military sentence of death, only one is white.
A staff report issued in March 1994 by the
Congressional Subcommittee on Civil and Constitutional Rights concluded: "Under
our system, the federal government has long assumed the role of protecting
against racially biased application of the law. But under the only active
federal death penalty statute, the federal record of racial disparity has been
even worse than that of the states"
The report pointed out that three-quarters of
those convicted of participating in a drug enterprise under provisions of the
federal Anti-Drug Abuse Act have been white and 24 per cent have been black.
However, of those chosen for death penalty prosecutions under this section,
just the opposite is true: 78 per cent of the defendants have been black and
only 11 per cent were white. At a 1993 hearing on this issue, this disparity
prompted Texas Representative Craig Washington to tell the Deputy US Attorney
General that "if some redneck county in Texas had come up with figures like
that, you'd be down there wanting to know why."
According to recent statistics compiled by the
Federal Death Penalty Resource Counsel Project (dated 1 September 1998), of the
133 federal death penalty prosecutions authorized by the Attorney General since
1988, 32 have been against whites and 101 against members of minority groups
(17 Hispanic, 6 Asian/Indian and 78 black).
In total, 76 per cent of federal death penalty
prosecutions have been against minority defendants. Federal officials deny that
the figures indicate racial bias, arguing that their own internal procedures
ensure that all racial references are removed from prosecutors' applications
for the approval of capital charges. Far less certain is whether or not the
prosecutors who submit those applications in the first place are also "colour
blind".
Federal sentencing procedures recognize the
possibility that racial bias can play a part in whether the defendant receives
a death sentence. In all federal death penalty cases, jurors must sign a form
at the end of their deliberations which states:
"By signing below, each juror certifies that consideration of the race, color, religious beliefs, national origin, or sex of the defendant or the victims was not involved in reaching his or her individual decision, and that the individual juror would have made the same recommendation regarding the sentence for the crimes in question no matter what the race, color, religious beliefs, national origin, or sex of the defendant or the victims."
While Amnesty International welcomes this attempt to prevent racist decision-making, it does little to root out unconscious prejudice or stereotyping by jurors. Furthermore, since the declaration is signed after the jury has reached its decision, it is highly unlikely that individual jurors would admit to racial prejudice at such a late stage in the trial process.
The failure of racial justice
legislation: a moral paralysis
There have been many unsuccessful attempts to
legislate against the racist use of the death penalty. Proponents of Warren
McCleskey's claims (detailed on pages 7 and 22) called on the US Congress to
exercise its statutory authority to prohibit any unjustifiable racial
disparities demonstrated through statistical evidence. In 1988, the Fairness in
Death Sentencing Act (also known as the Racial Justice Act) was proposed. The
legislation would have allowed capital defendants to challenge their death
sentence by using statistical evidence of discriminatory practices.
Over the next few years, the Act was modified and
regularly introduced in Congress. In 1990 it was passed by the US House of
Representatives but defeated in the Senate. The Act was reintroduced in the
Senate the following year as a provision of another bill. President Bush made
it clear that he would prevent passage of the entire bill if the Racial Justice
Act was not removed; the Senate promptly removed the legislation. Proposed
again in 1994, the Racial Justice Act once more failed to become law.
Opponents of the Act appeared unconcerned at the
compelling evidence of racial bias in the use of the death penalty. Instead,
they assaulted the legislation through misrepresentation, by referring to the
Act as "the Death Penalty Abolition Act", or implying that the Act would create
death penalty "quotas" from each race.
Only one US state has approved legislation which
attempts to ensure that racial bias does not play a part in the life-or-death
decisions of the courts. Kentucky passed a Racial Justice Act in 1998, after a
study commissioned by the state General Assembly showed that every death
sentence up to March 1996 was for the murder of a white victim, despite over
1,000 black murder victims during the same time.
Even these overwhelming statistics were
challenged by the pro-death penalty lobby. One assistant district attorney,
Joseph Bouvier, was quoted in the press as stating: "This is a classic example
of what people mean when they say there are lies, damn lies and then there's
statistics."
Under the provisions of the Kentucky legislation,
the courts may consider statistical or other evidence indicating a bias in the
decision to seek the death penalty relating either to the race of the victim or
the defendant. The claim must be raised by the defendant in a pre-trial
conference, followed by a hearing at which both sides are allowed to submit
evidence. It is up to the defence to show by clear and convincing evidence that
race was the basis for the prosecution's decision to seek the death penalty.
The provisions of the legislation are not retroactive and will not apply to any
case prior to 1998.
In February 1997 the American Bar Association
(ABA), passed a resolution calling for a moratorium on the use of the death
penalty in the USA until all jurisdictions using it were striving "to eliminate
discrimination in capital sentencing on the basis of the race of either the
victim or the defendants." While not opposed to the death penalty per se, the
ABA concluded that the authorities were failing to confront the undeniable and
unacceptable role of racial bias and poverty in its application. Since the
adoption of the moratorium resolution, a number of lawyers' groups in
individual states have passed similar motions, including the Bar Associations
of Connecticut, Ohio and Pennsylvania.
The passage of the Racial Justice Act by Kentucky
legislators is a positive indication of their willingness to address the most
obvious manifestations of racial prejudice. But as the contents of this report
demonstrate, selective application of capital charges by prosecutors is just
one of a multitude of factors contributing to discriminatory death sentences.
No legislation, however well-intended, can address these more subtle but
equally insidious aspects of racial bias in the use of the death penalty
Discrimination and the death penalty: an international
concern
On 21 October 1994, the USA finally ratified the International
Convention on the Elimination of all Forms of Racial Discrimination, 28 years
after they signed it. Under the terms of the Convention, the US is obliged to
report initially within one year and every two years thereafter on legislative,
judicial, administrative and other measures taken to give effect to the Convention.
To date, the US government has failed to submit any of these reports.
In a report addressing racism in the USA, the
United Nations Special Rapporteur on Racial Discrimination noted:
"racism and racial discrimination persist in American societysociological inertia, structural obstacles and individual resistance [are] hindering the emergence of an integrated society based on the equal dignity of the members of the American nationvarious political and social components of American society also provide opportunities for residual racism and racial discrimination to linger on"
The report declared in Recommendation 6 that measures
"should be taken to abolish the death penalty, or failing that, to eliminate
discriminatory application of the penalty." Characteristically, there was no
response from the US authorities to the report.
When international bodies have found the United
States to be guilty of discriminatory use of the death penalty, the nation's
political leaders have reacted with scornful indignation. In 1997, the UN
Special Rapporteur on extrajudicial, summary and arbitrary executions conducted
a research mission to the USA. In a letter to the US ambassador to the United
Nations, the chairman of the Senate Foreign Relations Committee, Jesse Helms,
asked: "Is this man confusing the United States with some other country, or is
this an intentional insult to the US and our nation's legal system?"
The letter went on to urge the ambassador to
"reverse all State Department cooperation with this absurd UN charade." The
ambassador displayed his own contempt for the work of the Rapporteur when he
replied to Senator Helms that the report would "gather dust". Based on his own
investigations, the Special Rapporteur found that: "race, ethnic origin and
economic status appear to be key determinants of who will, and who will not,
receive a death sentence" in the United States.
The UN Special Rapporteurs are not the only
international monitors to detect prejudice in the use of the death penalty. In
1996, the International Commission of Jurists published a report of its own
investigative mission to the USA. Among its findings, the report concluded that
"the administration of the death penalty in the United States will remain
arbitrary, and racially discriminatory, and prospects of a fair hearing for
capital offenders cannot (and will not) be assured" without substantial
remedial steps, such as controlling prosecutorial discretion in seeking death
sentences, ensuring jury selection procedures were free from racial or class
bias and providing adequate legal representation to indigent defendants.
In 1996, the Organization of American States
(OAS) Inter-American Commission on Human Rights found that the USA had violated
William Andrews' right to equality before the law and his right to an impartial
hearing, pursuant to Articles II and XXVI of the American Declaration of Rights
and Duties of Man. The OAS based its decision on grave evidence of racial bias
which undermined the fairness of his trial.
During Andrews' trial in Utah, court officials
were handed a note that one of the jurors came across while having lunch. The
note included a crude drawing of a man being hanged, alongside the words "Hang
the nigger's"(sic). Andrews' attorneys requested a mistrial and the right to
question jurors about the note; both requests were denied by the judge.
Instead, the judge simply instructed the jurors to "ignore communications from
foolish people." At no point did the judge, or any appeal court, attempt to
discover who had authored the note or what effect it had upon the jurors.
The all-white jury sentenced Andrews to death,
despite testimony from a survivor of the crime who swore that Andrews had
already left the store by the time his co-defendant shot the victims. The
witness testified that Andrews said "I'm afraid. I can't do it", before leaving
the store.
White people convicted of committing appalling
crimes in Utah frequently avoid the death penalty, even when charged with being
the actual killers. According to the juries which convicted them, Richard
Worthington took a hospital nurse and infants hostage before shooting the
nurse; Lance Wood sodomized a male hitch-hiker and attached electrodes to his
testicles before slitting his throat; Edward Deli shot three people as they
returned home from Christmas shopping; Mark Hofmann used a car bomb to kill two
leaders of the Mormon Church; Paul Franklin, an avowed racist, shot two young
black men because they were jogging with white women. All of these defendants
received terms of imprisonment; all were white.
The Inter-American Commission on Human Rights
recommended that the US provide adequate compensation to Andrews' next of kin.
US authorities replied that Andrews had received an impartial trial free of
racial bias and that they therefore "could not agree with the Commission's
findings, or carry out its recommendations."
Conclusion: a problem with only one solution
Racism has played an appalling and destructive role in the short history
of the USA. Although there have been substantial efforts to confront racial
discrimination in US society since the 1950s, the country's capital justice
system continues to resonate with the racist echoes of the past. The death
penalty, for reasons of politics and public opinion, is the one area of public
life in which the majority of US authorities remain unwilling to confront this
continuing racial divide. Their reluctance to take a constructive leadership
role on this issue only compounds the immorality of judicial executions.
This reluctance may stem in part from an
inability to see the problem. The judicial officials of the USA - the people
actually sitting in judgement on minority defendants - remain overwhelmingly
white: of the 1,838 District Attorneys in the USA (the individuals responsible
for overseeing the decision on whether to seek a death sentence), a mere 44 are
non-white. A recent opinion poll of lawyers illustrated how far apart the races
are in their perceptions of the judicial system. Only 6.5 per cent of white
lawyers thought there was "very much" racial bias in the justice system,
compared with 52.4 per cent of black lawyers. So long as these attitudes remain
entrenched and ethnic minorities continue to be under-represented in the justice
system, there is little probability that judicial bias will ever be adequately
addressed.
In past reports on the death penalty in the
United States, Amnesty International has detailed widespread and numerous
examples of racially-motivated prosecutions, convictions and death sentences.
On numerous occasions the organization has called for full and impartial
reviews of US death penalty procedures, with emphasis on the elimination of
racial bias. State and federal officials in the USA have consistently responded
to Amnesty International's concerns and recommendations by brazenly denying
that the problem exists.
However, racial discrimination pervades the US
death penalty at every stage of the process: any political leadership which can
ignore this reality is incapable of instituting meaningful reforms.
There is only one way to eradicate ethnic bias,
and the echoes of racism, from death penalty procedures in the United States --
and that is by eradicating the death penalty itself.
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